英语释义

1. independent government agency charged with regulating securities markets. The SEC's principal functions are to register securities and issuers in order to ensure full and fair disclosure of pertinent financial information; to register and oversee the activities of securities brokers and dealers; to issue rules and regulations regarding securities transactions; to register and regulate the activities of mutual funds and other investment companies; to oversee the operation of public utility holding companies in order to ensure compliance with the laws governing them; to register investment advisers; to participate in corporate reorganization proceedings administered in federal courts in order to protect the interests of public investors; and to safeguard the interests of purchasers of publicly offered debt securities. The SEC may conduct investigations into complaints or other indications of securities violations; obtain court orders enjoining certain acts; revoke registrations; and prosecute violators in federal courts.

片语

Securities and Exchange Surveillance CommissionThe is a Japanese commission which comes under the authority of the Financial Services Agency.SESC website Organization Retrieved January 27th 2011 It is responsible for “ensuring fair transactions in both securities and financial futures market

Securities&Exchange Commission[金融] 有价证券；担保；抵押物（security的复数）；保证人

securities exchange regulatory commission japan日本证券交易监督委员会

International Exchange Commission国际交流委员会

foreign exchange control commission外汇管理条例

Stock Exchange Commission美国证券交易管理委员会

securities & exchange commission[金融] 有价证券；担保；抵押物（security的复数）；保证人

exchange control commission汇兑管理委员会

Secufity Exchange Commission与美国证券交易委员会

英汉例句

• in spite of years of defensive lobbying, they are having to reveal all under new securities and exchange commission (sec) rules that have just begun to take effect.

  他们年复一年地到处游说为自己辩护，尽管如此，根据甫予施行的美国证券交易委员会（sec）新条例的要求，他们现在须将一切收入公之于众。

• the securities exchange commission doesn’t impose rules on you whenyou loan a friend five bucks for lunch.

  证券交易委员会不会因为你欠朋友的几块钱午饭钱而对你强加什么规定。

• all fund managers must disclose the net asset value of their funds to brazil’s securities and exchange commission (cvm) daily, though with a 48-hour delay.

  所有基金经理人每天必须向巴西证券交易委员会（cvm）公开他们手上基金的凈资产价值，但有48小时延迟。

• and they said he repeatedly lied to regulators from the securities and exchange commission to cover up his scheme.

  检察官还说他再三对联邦证券交易委员会的管理人员撒谎,掩盖他的骗局.

• the securities and exchange commission is the principal government regulator for securities.

  证券交易委员会是,政府对证券的主要监管机构。

• to address this issue, the government will push for legislation to give the securities and exchange commission (sec) powers to ensure that compensation committees are truly independent of management.

  为应对这种说法，美国政府将会推进立法来赋予美国证券交易委员会更多的权利，以保证薪金委员会真正地和公司管理脱钩。

• bank of america's merrill acquisition is being investigated by both the securities and exchange commission and the new york attorney general.

  纽约证券交易委员会和纽约首席检查官正在对美国银行对美林证券的收购案进行调查。

• as the securities and exchange commission says in its guide for investors: 「investors in penny stocks should be prepared for the possibility that they may lose their whole investment.

  正如联邦证券与交易委员会在他们的投资者指南中写道的那样：“垃圾股的投资者需要做好心理準备，他们有可能会失去自己的全部投资。」

• a spokesman for the securities and exchange commission declined to comment.

  证券交易委员会的一名发言人拒绝发表评论。

• the securities and exchange commission is looking into the practice, on the grounds that it may favour wall street insiders at the expense of retail investors.

  基于可能以散户投资者为代价，而利于华尔街内部人员的理由，美国证券交易委员会正对此展开调查。

• companies that report to the american securities and exchange commission now have to reveal whether they buy minerals from congo or from any of its nine neighbours and, if so, from where.

  向美国证券交易委员会汇报的公司现在必须袒露是否向刚果或邻近其他九个国家购买矿石，如果有，从哪里购买的。

• you are suggested to log onto the website of the securities and exchange commission to learn about how to avert investment frauds as well as other valuable investment information.

  我们建议您访问证券交易委员会的网站，并阅读关于如何防止互联网投资骗局和其他一些有价值的投资资讯。

• the burger giant disclosed its year-end store count in a securities and exchange commission filing late last month.

  这个汉堡包巨头于上月末在证券交易委员会的归档文件中，公布了它的年终店面数。

• however, in a filing with the securities and exchange commission on monday, h. p. said it had modified its separation agreement with mr.

  然而，在一份周一向证券交易委员会提交的文件中，惠普表示，其已修改了与赫德先生的离职协议。

• the abrupt departure was apparently precipitated by a securities and exchange commission court order freezing the firm’s assets because of allegations of fraud.

  他们的匆忙离去显然是因为一份与证券交易委员会有关的法庭指令，声称公司涉嫌诈骗而要被冻结资产。

• it is a rare piece of good news for the banking giant, which has been accused in a civil lawsuit by the securities and exchange commission of defrauding investors.

  对现处于民事诉讼案中被美国证监会起诉涉嫌欺诈投资者的银行业巨头高盛来说，这绝对是一个极少出现的好消息。

• america is not, but new rules from the securities and exchange commission will require firms to reveal what, if anything, they are doing to increase diversity at the top table.

  美国并没有如此，但是证券交易委员会的新规定要求要求公司（如果有的话）公布起其在公司高层多样化中所做出的行动。

• that caught the attention of the securities and exchange commission (sec) and the department of justice, which are investigating the loan.

  这件事引起了证券交易委员会（sec）和司法部的注意，并着手调查该笔借款。

• the commission’s findings led to the creation of the securities and exchange commission and the passage of the glass-steagall act, which separated commercial and investment banking.

  帕科勒委员会的调查发现促使了证券交易委员会的创立和规定商业银行和投资银行分业经营的格拉斯-斯蒂格尔法案的通过。