Securities and Exchange中文,Securities and Exchange的意思,Securities and Exchange翻译及用法

2026-03-22 08:20 浏览次数 20

Securities and Exchange

证券交易

Securities and Exchange 英语释义

英语释义

    1. independent government agency charged with regulating securities markets. The SEC's principal functions are to register securities and issuers in order to ensure full and fair disclosure of pertinent financial information; to register and oversee the activities of securities brokers and dealers; to issue rules and regulations regarding securities transactions; to register and regulate the activities of mutual funds and other investment companies; to oversee the operation of public utility holding companies in order to ensure compliance with the laws governing them; to register investment advisers; to participate in corporate reorganization proceedings administered in federal courts in order to protect the interests of public investors; and to safeguard the interests of purchasers of publicly offered debt securities. The SEC may conduct investigations into complaints or other indications of securities violations; obtain court orders enjoining certain acts; revoke registrations; and prosecute violators in federal courts.

Securities and Exchange 例句

英汉例句

  • I「ve been heavily criticized because I called for the resignation of the chairman of the Securities and Exchange Commission.

    我一直饱受批评,因为我要求证券交易委员会的主席辞职。

  • Yet there are hopes that excessive salaries will wither this year, thanks to new rules rushed into force last month by America」s Securities and Exchange Commission.

    由于上个月美国证券交易委员会匆匆颁布的新制度,高层薪水今年有望减少。

  • They have not been made public yet, but they will be detailed in a filing with America「s Securities and Exchange Commission.

    这些规则还没有公布,但是在提交给美国证券交易委员会的文件中将会细述。

  • But in early May, Google filed a notice with the Securities and Exchange Commission saying it was setting aside $500 million to potentially resolve a case with the Department of Justice.

    但是就在今年的五月,谷歌却发布了一份文件指出谷歌正在与美国联邦证券交易委员会达成共识,他们将预留500万美元来解决这个与美国司法部可能产生的案件。

  • The announcement came today in an 8-k report to the Securities and Exchange Commission.

    今天宣布,在向证券交易委员会的8 -K报告。

  • In late September, the Commodity FuturesTrading Commission and the Securities and Exchange Commission released a104-page report on the May 6 flash crash.

    九月底,商品期货交易委员会和证券交易委员会公布了一份104页有关5月6日股市暴跌的报告。

  • The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.

    证券与交易委员会(SEC)已经插手干涉金融企业和卖空他们股票的对沖基金之间的大规模的斗争。

  • Known as the 「flash crash,」 the incident sparked congressional hearings as well as an investigation by the Securities and Exchange Commission and the Commodity Futures Trading Commission.

    这一事件被称为「闪电崩盘」(「flashcrash」)引起了国会的听证和证券交易委员会及商品期货交易委员会的调查。

  • A settlement between BofA and the Securities and Exchange Commission over the bank」s alleged failure to disclose bonuses at Merrill was recently rejected by a judge.

    美国银行和证券交易委员会在前者涉嫌未披露美林奖金问题上达成的一个协议最近被法官驳回。

  • Goldman Sachs settled civil fraud charges by America’s Securities and Exchange Commission that it misled investors, agreeing to pay a $550m fine.

    高盛同意支付5.5亿美元的罚金,以应对美国证券交易委员会对其误导投资者犯有民事欺诈罪的指控。

  • The Securities and Exchange Commission is looking into whether AA Capital, a buy-out fund spun out from ABN Amro, a Dutch bank, misappropriated $11m of its clients「 money.

    (美国财政部)证券及交易委员会正在调查从荷兰银行衍生的AACapital公司是否侵占了客户1.1亿美元的资金。

  • The Securities and Exchange Commission, Lehman」s main regulator, said it is working with the bank to protect clients and trading partners and to 「maintain orderly markets」.

    雷曼的主要监管者–美国证券交易委员表示将会和银行一起来保护客户和贸易合伙人,并”保持一个有秩序的市场”。

  • The abrupt departure was apparently precipitated by a Securities and Exchange Commission court order freezing the firm「s assets because of allegations of fraud.

    他们的匆忙离去显然是因为一份与证券交易委员会有关的法庭指令,声称公司涉嫌诈骗而要被冻结资产。

  • It would have been down to the Securities and Exchange Commission(SEC) to judge, after the placement’s completion, whether it complied with therules.

    在募股完成之后,高盛是否遵守了规则,其所作所为将会由证券交易委员会来评判。

  • In a statement filed with the Securities and Exchange Commission, GM did not specify the number of shares or the price range it will be offering. See article.

    在递交美国证券交易委员会的声明中,通用没有明示待发行股票的具体数量和价格区间。

  • A spokesman for the Securities and Exchange Commission said the fraud was of shocking magnitude and that has spread around the world.

    发言人表示,证券交易委员会表示,欺诈是令人震惊的程度,并已传播到世界各地。

  • The scandal has reached the boardroom of Goldman Sachs, where a former board member denies charges by the Securities and Exchange Commission that he provided information to Mr Rajaratnam. See article.

    这桩内部交易的丑闻也涉及到了高盛的管理层,一名前高盛管理层人员否认了保险和交易委员会诉其向拉杰提供信息的指控。

  • Joseph P. Kennedy, a Wall Street insider, was appointed Chairman of the Securities and Exchange Commissions.

    华尔街的「圈内人」约瑟夫·帕特里克·肯尼迪被任命为证券交易委员会的主席。

  • The deal went ahead when the Securities and Exchange Commission temporarily suspended the requirement that deal documents include such ratings.

    发行计划提出之时,证券和交易委员会暂停了发行债券的评级要求。

  • The issuance of stock is closely regulated by authorities such as the Securities and Exchange Commission; why not the issuance of derivatives and other synthetic instruments?

    股票发行受到当局(诸如美国证券交易委员会(sec))的严密监管,衍生品及其它合成工具的发行为何不用呢?

  • The Securities and Exchange Commission says Goldman misled two clients by failing to give adequate disclosure.

    美国证券交易委员会称高盛由于没有给予足够的信息误导了两家客户。

  • Other USES of spam have triggered investigations from the Securities and Exchange Commission as people send out e-mails claiming that certain penny stocks will shoot up.

    有些垃圾邮件邮件招来了证券及交易委员会的调查,因为有人发邮件声称某只垃圾股价格将暴涨。

  • The subpoena is more evidence of Washington」s souring relationship with the Wall Street Titan; the Securities and Exchange Commission brought civil-fraud charges against Goldman in April.

    此次传唤进一步说明美国政府要疏远与华尔街巨头的关系。4月份时,美国证券和交易委员会就曾控告高盛有民事欺诈行为。

  • First, the Securities and Exchange Commission (SEC) is good at the tough stuff, bringing plenty of 「enforcement actions」.

    首先,美国证券交易委员会(SEC)擅长处理艰难困苦的事情,制定了很多「强制执行的事项」。

  • To address this issue, the government will push for legislation to give the Securities and Exchange Commission (SEC) powers to ensure that compensation committees are truly independent of management.

    为应对这种说法,美国政府将会推进立法来赋予美国证券交易委员会更多的权利,以保证薪金委员会真正地和公司管理脱钩。

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